Skip to content
Federal Criminal Trialtrial-daytrial-dayRobert S. LeachLance A. WadeKingshuk DasLynette SawyercrossredirectrecrossdirectDay 30 - November 9, 2021Lynette Sawyer described the limits of her off-site laboratory-director role and her dissatisfaction with the information she received. Kingshuk Das testified about Theranos's CMS response, the voiding of approximately 50,000 to 60,000 Edison tests, and his conclusion that the instruments were unsuitable for clinical use, while the court restricted selected CMS evidence to Holmes's knowledge and intent.
← Day 29Federal Criminal TrialDay 31 →

Day 30 - November 9, 2021

Sawyer’s Lab-Director Role and Das’s Edison Review

Judge Edward J. Davila
7Proceedings
3Pages
2Witnesses
2,135Lines
Day 30 of 51
Appearing:

Lynette Sawyer described the limits of her off-site laboratory-director role and her dissatisfaction with the information she received. Kingshuk Das testified about Theranos's CMS response, the voiding of approximately 50,000 to 60,000 Edison tests, and his conclusion that the instruments were unsuitable for clinical use, while the court restricted selected CMS evidence to Holmes's knowledge and intent.

Full day summary

Outside the jury's presence, the parties disputed how the CMS deficiency report and Kingshuk Das's conclusions could be presented. The court limited Das to percipient-witness testimony, made his conclusions dependent on foundation, and later admitted selected report pages only as evidence of Holmes's knowledge and intent, not for the truth of the report's assertions. The court also barred use of a civil regulatory provision as a basis for criminal conviction and deferred any related instruction until the final charge. Cross- and redirect examination of Lynette Sawyer focused on the scope of her part-time, off-site co-laboratory-director role. She described reviewing SOPs and other records while lacking experience with Theranos's laboratory information system and never visiting its laboratory. After reviewing her notes, she corrected her earlier account of one delegation, identifying its recipient as QA/QC manager Langly Gee. Emails showed that she sought to end her service because she was dissatisfied with the information she received, then remained through June at Ramesh Balwani's request. Das testified that responding to CMS became nearly his sole responsibility as laboratory director. He described reviewing quality-control data and patient-result distributions, discussing the deficiencies and response with Holmes, and using PSA results reported for female patients as an example of apparent Edison errors. He said the laboratory concluded that every TPS 3.5 test presented possible patient impact, issued voided corrective reports for approximately 50,000 to 60,000 Edison tests, and never resumed testing because he considered the instruments unsuitable for clinical use. On cross-examination, Das agreed that Theranos had begun strengthening laboratory practices before the CMS report issued, that the remediation team worked diligently and in good faith, and that Holmes supported his leadership and placed no limits on his review. His cross-examination remained unfinished at adjournment.

2. Lynette Sawyer — Cross/Redirect/Recross (Continued)

Lynette Sawyer completed cross-examination, redirect, and brief recross about her limited role and access to Theranos laboratory information. After she was excused, the government called and swore Kingshuk Das following lunch.

Cross
Lynette SawyerLance A. Wade
596 lines

Lynette Sawyer agreed that her Theranos co-director role was limited and off-site, while emphasizing gaps in her knowledge of the company's LIS, nanotainers, and proprietary testing. Admitted emails documented her decision not to renew, her extension through June, and her formal departure.

Redirect
Lynette SawyerRobert S. Leach
81 lines

Lynette Sawyer clarified that she sought to leave after receiving inadequate information, that Theranos had access to documents she signed, and that she lacked operational knowledge of the LIS, proprietary testing, and modified-device fingerstick testing.

Recross
Lynette SawyerLance A. Wade
43 lines

Lynette Sawyer confirmed that she gave advance notice of nonrenewal and later extended her contract for about six weeks at Ramesh Balwani's request.

Highlights

3. Kingshuk Das — Direct/Cross

Kingshuk Das completed direct testimony about Theranos's response to CMS findings and began cross-examination concerning the company's laboratory reforms and Holmes's support for his review.

Direct
Kingshuk DasRobert S. Leach
755 lines

Kingshuk Das described Theranos's urgent CMS response, Edison quality-control problems, discussions with Elizabeth Holmes, and the decision to void all TPS 3.5 results.

Procedural
CMS Exhibit Redactions and Limiting-Instruction Hearing

The court declined an immediate instruction concerning a CLIA aiding-and-abetting provision, barred its use as a basis for criminal conviction, and deferred limiting language until the final instructions.

Direct
Kingshuk DasRobert S. Leach
237 lines

Kingshuk Das testified about CMS quality-control findings, patient results reported after failed quality control, and the voiding of approximately 50,000 to 60,000 Edison tests.

Cross
Kingshuk DasLance A. Wade
182 lines

Das agreed that Theranos began laboratory remediation before the CMS report, used outside specialists, and received Holmes's support without limits on his review.

Highlights

Kingshuk Das — DirectrulingThe court admitted redacted pages 51 through 55 of Exhibit 4621B over objection, instructing the jury that the pages were admitted only as to Holmes's knowledge and intent, not for the truth asserted.Kingshuk Das — Directtestimony highlightDas testified that the laboratory concluded every TPS 3.5 test had possible patient impact, voided all results from the instrument, discussed the rationale with Holmes, and never resumed or recommended resuming testing because he found the instruments unsuitable for clinical use.Kingshuk Das — Direct“I FOUND THESE INSTRUMENTS TO BE UNSUITABLE FOR CLINICAL USE.”— Kingshuk DasDas stated his ultimate reason for not recommending resumed clinical testing on the TPS 3.5 instruments.CMS Exhibit Redactions and Limiting-Instruction Hearing“EVIDENCE OF A VIOLATION OF A CIVIL STATUTE CANNOT AND WILL NOT BE PERMITTED TO BE ARGUED FOR A CONVICTION OF A CRIMINAL STATUTE.”— Edward J. DavilaThe court expressly limited how the government could use the regulatory evidence.CMS Exhibit Redactions and Limiting-Instruction HearingrulingThe court declined to instruct the jury immediately because doing so could highlight the issue, barred use of the civil regulatory provision as a basis for criminal conviction, and said it would consider proposed language for the final instructions.Kingshuk Das — Direct Examination Resumedtestimony highlightDas testified that Theranos issued voided corrective reports for approximately 50,000 to 60,000 Edison tests and never resumed testing on Edison 3.5 or another Theranos-manufactured device in the CLIA laboratory.Kingshuk Das — Direct Examination Resumed“I DON'T KNOW THE EXACT NUMBER, BUT IT WAS APPROXIMATELY 50- TO 60,000.”— Kingshuk DasDas supplied the approximate scale of Edison tests that were voided while expressly acknowledging that he did not know the exact total.Kingshuk Das — CrossadmissionDas agreed that the remediation team worked hard, diligently, and in good faith, and that Elizabeth Holmes supported both the team's efforts and his leadership role.
← Day 29Federal Criminal TrialDay 31 →